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Quxing Zhu

Hsbc Securities (Usa) Inc.

New Canaan, CT

New York, NY

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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2022-12-12
NJ RA APPROVED 2017-05-09
  • CT RA
    APPROVED
    Since 2022-12-12
  • NJ RA
    APPROVED
    Since 2017-05-09

Branch Locations

New Canaan, CT • United States

66 Hudson Boulevard 29Th Floor, New York, NY 10001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Securities (Usa) Inc. New York NY 01/2017 Present
Homemaking New Canaan CT 06/2016 12/2016
Hsbc Bank Usa National Association New York NY 12/2016 03/2022
Hsbc Bank Usa, N.A. New York NY 03/2022 Present
  • 01/2017 → Present
    Hsbc Securities (Usa) Inc.
    New York, NY
  • 06/2016 → 12/2016
    Homemaking
    New Canaan, CT
  • 12/2016 → 03/2022
    Hsbc Bank Usa National Association
    New York, NY
  • 03/2022 → Present
    Hsbc Bank Usa, N.A.
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-06-27
  • S66 Uniform Combined State Law Examination
    2017-06-27
Designations
Other Names
  • Ouxing Zhu
  • Jessie Zhu

View on SEC IAPD

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