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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-06-03
CA RA APPROVED 2023-06-29
  • TX RA
    APPROVED
    Since 2024-06-03
  • CA RA
    APPROVED
    Since 2023-06-29

Branch Locations

15261 Hesperian Blvd Suite B, San Leandro, CA 94578 • United States

3726 Castro Valley Blvd, Castro Valley, CA 94546 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Wealth Services, Llc Ell Segundo CA 01/2013 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Other Businesses

1. FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, FIXED INSURANCE, START 05/25/2005, 2HRS/WK (TRADING HOURS), INSURANCE AGENT - SELLS LIFE AND ANNUITIES; 2. CRAIG J. ROSENBLATT, CPA, NOT INVESTMENT RELATED, SAME AS NON-REGISTERED ADDRESS, TAX PREPARATION & ADVICE, START 04/2003, >10HRS/WK (TRADING HOURS), CALIFORNIA CPA; 3. PREMIERE FINANCIAL SOLUTIONS, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, FINANCIAL PLANNING, ADVISING, SECURITIES TRADING, START 11/2002, 40HRS/WK (32.5 TRADING HOURS), OWNER/OPERATOR; 4. ROSENBLATT ADVISORS, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, DBA NAME FOR FINANCIAL SERVICES, START 10/2012, 40HRS/WK (32.5 TRADING HOURS), OWNER;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-04-28
  • S66 Uniform Combined State Law Examination
    2003-04-28

View on SEC IAPD

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