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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-07-21 |
| VA | RA | APPROVED | 2021-07-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc | Vienna | VA | 07/2006 | 07/2021 |
| Various Insurance Carriers For W & R Insurance Agencies | Vienna | VA | 09/2006 | 07/2021 |
| Malini Nanda Raswant | Vienna | VA | 06/2006 | 07/2021 |
| Benefits Mall | Rockville | MD | 02/2010 | 11/2020 |
| Rental Real Estate 3 | Arlington | VA | 11/2006 | 07/2021 |
| Rental Real Estate 4 | Pasadena | CA | 07/2005 | 07/2021 |
| Iprotect Llc | Vienna | VA | 09/2015 | 11/2020 |
| Lpl Financial Llc | Vienna | VA | 07/2021 | Present |
1. 2006/Malini Nanda Raswant CPA/Other/Investment Related/Vienna ,VA/0 HRS/MO 2. 07/2021/MADELINE WORZEL/Non-Variable Insurance/Investment Related/South East, VA/0 HRS/MO 3. 7/22/2006/Rental Real Estate 4/Real Estate Rental/Investment Related/Pasadena , CA/ 0 HRS/MO
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-08-12 |
| S63 | Uniform Securities Agent State Law Examination | 2000-12-15 |
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