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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2025-04-21 |
| MA | RA | APPROVED | 2011-03-15 |
Branch Locations
275 Wyman Street, Ste. 400, Waltham, MA 02451 • United States
Merrimack, NH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth | Waltham | MA | 10/2000 | Present |
| Caip | Boscawen | NH | 09/1995 | Present |
1. State of New Hampshire's Impaired Driver Intervention Program as a Certified Program Instructor, not conducted at branch, not investment related. 2. Fixed insurance sales; as of 11/01/2021; Less than 1% of time spent during business hours; Conducted at branch location; Investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-04-27 |
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