Jeffrey Alan Augenstein

Current Employers

Employment History

• 08/1989 → Present
  Dennys
  Flagstaff, AZ
• 12/1991 → 12/2021
  Coconino County Sheriff Department
  Flagstaff, AZ
• 12/1995 → Present
  H & R Block
  Flagstaff, AZ
• 09/2001 → Present
  H&R Block Financial Advisors, Inc.
  Flagstaff, AZ
• 05/2003 → Present
  Northern Arizona Financial Services
  Flagstaff, AZ
• 05/2003 → 09/2025
  Avantax Investment Services, Inc.
  Flagstaff, AZ
• 08/2013 → 09/2025
  Avantax Advisory Services
  Flagstaff, AZ
• 05/2003 → Present
  Northern Arizona Financial Services Co Llc
  Flagstaff, AZ
• 02/2019 → 09/2025
  Avantax Insurance Agency, Llc
  Flagstaff, AZ
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Flagstaff, AZ
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2013-08-14 → 2025-09-05
  Avantax Advisory Services
  Flagstaff, AZ

Other Businesses

1) Northern Arizona Financial Services Co LLC 2519 E Seventh Ave, PO Box 30917 Flagstaff AZ 86003~Tax Preparation/Accounting Owner/Sole Proprietor 5/1/2003 100hrs~100hrs Prepare tax return represent clients in IRS problem cases . 2) Arizona Society of Enrolled Agents Main Street Phoenix AZ 85007 Other Vice President 6/1/2012 5hrs~2hrs Arizona Society of Enrolled Agents is a subset of the National Association of Enrolled Agents. Their sole agenda is to promote enrolled agents throughout the state. 3) THE PEAK WEALTH MANAGEMENT LLC POSITION: Owner NATURE: This entity was set up by me to administer a Section 125 medical plan. It really will not take any time of my day. It will not be implemented in any advertising nor sell any securities etc. We may someday use it as a company name, but for now there is no plan to have this anywhere for the public to see INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2022 ADDRESS: 3024 N Jamison, Flagstaff AZ 86004, United States DESCRIPTION: This company was set up so that I can administer my Section 125 medical plan through it simply and easily. My duties will be to track the money to pay for the medical plan through this company. 4) Williams High School Alumi Association; President; Board Position/Officer; NIR; 0; 06/01/2015; 3024 N Jamison Flagstaff AZ 86004; I am the president of an alumni association for Williams High from Williams Arizona. This is not a time consuming activity nor are there any investment decisions to be made 5) NAME OF OTHER BUSINESS: FLAGSTAFF COMMUNITY BAND; INVESTMENT RELATED: NO; ADDRESS: PO BOX 2423, FLAGSTAFF, AZ 86004; NATURE OF BUSINESS: BOARD; START DATE: 10/2025; POSITION/TITLE/RELATIONSHIP: TREASURER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: KEEP THE ORGANIZATIONS BOOK, SIGN CHECKS WHEN NEEDED, AND KEEP THE ORGANIZATIONS BUDGET;

Exams

• S66 Uniform Combined State Law Examination
  2013-07-24
• S63 Uniform Securities Agent State Law Examination
  2000-11-21