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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2006-11-22
  • NJ RA
    APPROVED
    Since 2006-11-22

Branch Locations

1100-1800 American Blvd Investment Solutions Group, Pennington, NJ 08534 • United States

East Windsor, NJ • United States

One Bryant Park Investment Solutions Group, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Plainsboro NJ 04/2000 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-05-11
  • S66 Uniform Combined State Law Examination
    2001-05-11

View on SEC IAPD

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