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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-10-02 |
| FL | RA | APPROVED | 2020-03-10 |
Branch Locations
622 Sw 27Th Ave, Miami, FL 33135 • United States
396 Alhambra Cir 8Th Fl [D2-Rbo], Coral Gables, FL 33134 • United States
900 Sw 57Th Ave, Miami, FL 33144 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Miami Beach | FL | 10/2012 | 03/2020 |
| Wells Fargo Clearing Services, Llc | Miami | FL | 03/2020 | Present |
IGNACIO AL HERRERO, LLC; NOT INV. RELATED; HOLLYWOOD,FL; 100% OWNERSHIP; START DATE 11/01/2022; NUMBER OF HOURS PER MONTH 4; NUMBER OF HOURS DURING TRADING 0; BUSINESS RELATED EXPENSES NOT COVERED BY WFA.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2012-01-24 |
| S65 | Uniform Investment Adviser Law Examination | 2003-10-06 |
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