Michael Brian Smyth

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-19
TX	RA	APPROVED_RES	2003-02-06

NY RA
APPROVED

Since 2021-04-19
TX RA
APPROVED_RES

Since 2003-02-06

Branch Locations

One Bryant Park, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	New York	NY	12/1999	Present
Bank Of America,N.A.	New York	NY	06/2011	Present

12/1999 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY
06/2011 → Present

Bank Of America,N.A.

New York, NY

Other Businesses

I*9690 For profit or not for profit: Name of outside business organization: Michael & Michelle Smyth Investment related: Address of business: East Hampton, New York 11937 Nature of business: , Position, title, association: , Start date of relationship: 6/30/2020 Number of hours devoted: 5 hour(s) Number of hours devoted during trading hours: 1 Duties:

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-11-11

S66 Uniform Combined State Law Examination

2000-11-11