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501 Commerce Street, Nashville, TN 37203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2023-12-12 |
Branch Locations
53 State Street, Suite 3801, Boston, MA 02109 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Foreside Fund Services, Llc | Newton | MA | 08/2013 | 06/2017 |
| Rafferty Asset Management, Llc | Boston | MA | 08/2006 | 05/2022 |
| Rafferty Capital Markets, Llc | Newton | MA | 06/2017 | 03/2022 |
| Foreside Fund Services, Llc | Boston | MA | 03/2022 | 05/2022 |
| Hub Strategic Partners | Swampscott | MA | 06/2022 | 07/2023 |
| Bernstein Private Wealth | Boston | MA | 08/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-08-25 |
| S66 | Uniform Combined State Law Examination | 2003-06-23 |
| S63 | Uniform Securities Agent State Law Examination | 2001-12-06 |
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