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388 Greenwich Street, New York, NY 10013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-07-13 |
Branch Locations
Citi Wealth Management, Sales 1 Reckson Plaza, G, , Uniondale, NY 11556 • United States
Cwm Retail, Sales 95-12 63Rd Road, Rego Park, NY 11374 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Bank Usa, N.A. | New York | NY | 10/2015 | 09/2016 |
| Hsbc Securities (Usa) Inc. | New York | NY | 09/2016 | 02/2022 |
| Hsbc Bank Usa, National Association | New York | NY | 09/2016 | 02/2022 |
| Hsbc Securities Usa Inc. | New York | NY | 10/2015 | 09/2016 |
| Citigroup | Forest Hills | NY | 01/2023 | Present |
| Unemployed | Queens | NY | 03/2022 | 12/2022 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-07-13 |
| S63 | Uniform Securities Agent State Law Examination | 2000-12-21 |
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