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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-07-13
  • NY RA
    APPROVED
    Since 2023-07-13

Branch Locations

Citi Wealth Management, Sales 1 Reckson Plaza, G, , Uniondale, NY 11556 • United States

Cwm Retail, Sales 95-12 63Rd Road, Rego Park, NY 11374 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Bank Usa, N.A. New York NY 10/2015 09/2016
Hsbc Securities (Usa) Inc. New York NY 09/2016 02/2022
Hsbc Bank Usa, National Association New York NY 09/2016 02/2022
Hsbc Securities Usa Inc. New York NY 10/2015 09/2016
Citigroup Forest Hills NY 01/2023 Present
Unemployed Queens NY 03/2022 12/2022
  • 10/2015 → 09/2016
    Hsbc Bank Usa, N.A.
    New York, NY
  • 09/2016 → 02/2022
    Hsbc Securities (Usa) Inc.
    New York, NY
  • 09/2016 → 02/2022
    Hsbc Bank Usa, National Association
    New York, NY
  • 10/2015 → 09/2016
    Hsbc Securities Usa Inc.
    New York, NY
  • 01/2023 → Present
    Citigroup
    Forest Hills, NY
  • 03/2022 → 12/2022
    Unemployed
    Queens, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-07-13
S63 Uniform Securities Agent State Law Examination 2000-12-21
  • S65 Uniform Investment Adviser Law Examination
    2023-07-13
  • S63 Uniform Securities Agent State Law Examination
    2000-12-21
Other Names
  • Melissa B Eje

View on SEC IAPD

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