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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
SC RA APPROVED 2017-04-03
TX RA APPROVED_RES 2009-01-09
NJ RA APPROVED 2004-05-21
  • NY RA
    APPROVED
    Since 2021-04-19
  • SC RA
    APPROVED
    Since 2017-04-03
  • TX RA
    APPROVED_RES
    Since 2009-01-09
  • NJ RA
    APPROVED
    Since 2004-05-21

Branch Locations

75 Port City Lndg, Mount Pleasant, SC 29464 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 06/2000 Present
Bank Of America, N.A. New York NY 05/2011 Present
Other Businesses

I*9641 For profit or not for profit: Name of outside business organization: Michael Lilley Investment related: Address of business: Montauk, New York 11954 Nature of business: , Position, title, association: , Start date of relationship: 6/1/2020 Number of hours devoted: 1 hour(s) Number of hours devoted during trading hours: 0 Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-03-08
  • S66 Uniform Combined State Law Examination
    2001-03-08

View on SEC IAPD

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