James Scott Deneen

Current Employers

Bok Financial Securities, Inc.

One Williams Center Plaza Southeast, Tulsa, OK 74102 • United States

Current Registrations

Authority	Category	Status	Date
OK	RA	APPROVED	2013-11-21

OK RA
APPROVED

Since 2013-11-21

Branch Locations

6036 South Yale, Tulsa, OK 74135 • United States

One Williams Center, Tulsa, OK 74172 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Bok Financial Securities, Inc.	Tulsa	OK	11/2013	Present
Bokf, Na	Tulsa	OK	11/2013	Present

11/2013 → Present

Bok Financial Securities, Inc.

Tulsa, OK
11/2013 → Present

Bokf, Na

Tulsa, OK

Previous Registrations

2013-01-24 → 2013-09-03

J.P. Morgan Securities Llc

Tulsa, OK

Tulsa, OK

Tulsa, OK
2007-02-14 → 2009-01-09

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Springfield, MO
2003-01-03 → 2006-12-07

Banc Of America Investment Services, Inc.

Springfield, MO

Springfield, MO

Springfield, MO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-01-18
S63	Uniform Securities Agent State Law Examination	2000-05-24

S66 Uniform Combined State Law Examination

2013-01-18
S63 Uniform Securities Agent State Law Examination

2000-05-24

Other Names

Scott Deneen
James Scott Deneen
James S Deneen

View on SEC IAPD