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Joseph J Prorok

J.P. Morgan Securities LLC

Summit, NJ

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-10-12
NJ RA APPROVED 2023-10-11
  • TX RA
    APPROVED_RES
    Since 2023-10-12
  • NJ RA
    APPROVED
    Since 2023-10-11

Branch Locations

25 Deforest Avenue Floor 3, Summit, NJ 07901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc New York NY 12/2009 03/2020
Jpmorgan Chase Bank, N.A. New York NY 11/2009 03/2020
J.P. Morgan Securities Llc Summit NJ 07/2023 Present
Jpmorgan Chase Bank, N.A. Summit NJ 07/2023 Present
Octavian Capital Partners Llc New York NY 04/2020 06/2022
Unemployed Millburn NJ 07/2022 06/2023
  • 12/2009 → 03/2020
    J.P. Morgan Securities Llc
    New York, NY
  • 11/2009 → 03/2020
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 07/2023 → Present
    J.P. Morgan Securities Llc
    Summit, NJ
  • 07/2023 → Present
    Jpmorgan Chase Bank, N.A.
    Summit, NJ
  • 04/2020 → 06/2022
    Octavian Capital Partners Llc
    New York, NY
  • 07/2022 → 06/2023
    Unemployed
    Millburn, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-10
S63 Uniform Securities Agent State Law Examination 2006-03-15
  • S66 Uniform Combined State Law Examination
    2023-10-10
  • S63 Uniform Securities Agent State Law Examination
    2006-03-15
Other Names
  • J.J. Prorok
  • Joseph John Prorok, Jr.
  • Joseph John Prorok

View on SEC IAPD

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CONCORD MANAGEMENT SERVICES, LLC · SUMMIT, NJ
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WELLS FARGO CLEARING SERVICES, LLC · SUMMIT, NJ
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FORZA INVESTMENT GROUP, LP · SUMMIT, NJ
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