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Ernest Christopher Jochim

Charles Schwab & Co., Inc.

Westlake, TX

Midlothian, TX

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-09-15
  • TX RA
    APPROVED
    Since 2023-09-15

Branch Locations

3000 Schwab Way, Westlake, TX 76262-8104 • UNITED STATES

Midlothian, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dallas Isd Dallas TX 09/2006 06/2019
Charles Schwab & Co., Inc. Midlothian TX 07/2019 Present
Previous Registrations
  • 2004-10-28 → 2006-08-17
    Banc Of America Investment Services, Inc.
    Ft. Worth, TX
    Ft. Worth, TX
  • 2002-09-25 → 2004-11-02
    Chase Investment Services Corp.
    Arlington, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-14
S63 Uniform Securities Agent State Law Examination 2019-09-30
  • S66 Uniform Combined State Law Examination
    2023-09-14
  • S63 Uniform Securities Agent State Law Examination
    2019-09-30
Other Names
  • Ernest Jochim

View on SEC IAPD

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