Best Investors
Account
Sign in
Best Investors
Account
Sign in
1900 South Highland Avenue Suite 100, Lombard, IL 60148 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-01-07 |
Branch Locations
1100 Alma Street Suite 200, Menlo Park, CA 94025 • United States
1900 South Highland Avenue Suite 100, Lombard, IL 60148 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investor's Capital Management, Llc | Menlo Park | CA | 11/2006 | 08/2023 |
| Forum Financial Management, Lp | Lombard | IL | 05/2023 | Present |
| Forum Financial Management, Lp | Lombard | IL | 08/2023 | Present |
| Investor's Capital Management, Llc | Menlo Park | CA | 11/2006 | 08/2023 |
1) F.A.M. LLC; Not investment related; 1900 S. Highland Ave. Suite 100 Lombard, IL 60148; General Partner to Forum Financial Management, LP; Member; 08/2023; Less than 5 hours per month; Less than 5 hours during securities trading hours; provide certain management services pursuant to Forum Financial Management, LP as part of a service agreement.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-10-15 |
| S63 | Uniform Securities Agent State Law Examination | 2001-10-22 |
Reach out to this advisor