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3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-03-26 |
Branch Locations
10880 Wilshire Boulevard Suite 2222, Los Angeles, CA 90024 • United States
3200 East Camelback Road Suite 190, Phoenix, AZ 85018 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mutual Of Omaha Investor Services | Los Angeles | CA | 11/2005 | 02/2019 |
| Pruco Securities Llc | Sherman Oaks | CA | 02/2019 | 10/2020 |
| The Prudential Insurance Company Of America | Sherman Oaks | CA | 02/2019 | 10/2020 |
| Securities America, Inc. | Porter Ranch | CA | 10/2020 | 06/2022 |
| Securities America Advisors | Porter Ranch | CA | 10/2020 | 06/2022 |
| Futurity First | Porter Ranch | CA | 10/2020 | 07/2022 |
| Mml Investors Services, Llc | Beverly Hills | CA | 07/2022 | 11/2023 |
| Mass Mutual Insurance Company (Broker) | Beverly Hills | CA | 06/2022 | 11/2023 |
| Mutual Of Omaha Insurance Company | Los Angeles | CA | 03/2024 | Present |
| Mutual Of Omaha Investor Services | Los Angeles | CA | 03/2024 | Present |
| Independent Insurance Agent | Northridge | CA | 11/2023 | 03/2024 |
Insurance Agent-Start Date: 03/2024-Non-investment related- Insurance lines of business: Life, Health, Annuities; 20 hours per week during trading hours. Reserve police officer San Fernando, volunteer began July 2024. Property manager for family properties. 2139 Foothill BlvdLa Cañada Flintridge, CA 91011. Owned over 35 years. A few hours per month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-08-24 |
| S63 | Uniform Securities Agent State Law Examination | 2006-02-14 |
| S66 | Uniform Combined State Law Examination | 2001-09-15 |
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