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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2014-12-11 |
| CT | RA | APPROVED | 2014-05-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Stamford | CT | 02/2014 | Present |
| Bank Of America, N.A. | Stamford | CT | 07/2014 | Present |
I*97699 For profit or not for profit: Non-Profit Organization Name of outside business organization: Harlem Lacrosse Investment related: N Address of business: New York, New York 10030 Nature of business: Charitable Organization Position, title, association: Director, Start date of relationship: 9/29/2016 Number of hours devoted: 20 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Helping bring awareness and raise money. I*105359 For profit or not for profit: Non-Profit Organization Name of outside business organization: Open Door Shelter Investment related: N Address of business: Norwalk, Connecticut 6854 Nature of business: Charitable Organization, Position, title, association: Director, Start date of relationship: 1/1/2019 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Board Member /General Volunteer I*976293 For profit or not for profit: Entity Charitable Name of outside business organization: Norwalk Community College Foundation Investment related: N Address of business: Norwalk, Connecticut, 06854 Nature of business: ["Charitable Organization"] Position, title, association: ["Board Member"], Start date of relationship: 9/14/2022 Number of hours devoted: 15 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , Help Guide. Fundraise. Mentor Young Adults I*1167255 For profit or not for profit: Entity Charitable Name of outside business organization: The Center for Economic Research and Soc - Haymarket Books Investment related: N Address of business: Chicago, Illinois, 60613 Nature of business: ["Charitable Organization"] Position, title, association: ["Other"], Start date of relationship: 1/1/2023 Number of hours devoted: 0.1 hour(s) Yearly Number of hours devoted during trading hours: 0.1 Duties: Joint heir of author, Claudia Tate., Book Publisher. Grant permission to publish deceased Mother's book.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-05-28 |
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