Best Investors Account Sign in

Thomas Nicholas Leonardo

LPl Financial LLC

Rochester, NY

San Diego, CA

Rochester, NY

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-05-20
NY RA APPROVED 2025-05-19
  • TX RA
    APPROVED_RES
    Since 2025-05-20
  • NY RA
    APPROVED
    Since 2025-05-19

Branch Locations

2480 Browncroft Blvd Suite 220, Rochester, NY 14625 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

2480 Browncroft Blvd Suite 220, Rochester, NY 14625 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Osaic Wealth, Inc. Rochester NY 11/2018 05/2025
Lpl Financial Llc Rochester NY 05/2025 Present
Signator Investors, Inc. Rochester NY 12/2006 11/2018
Previous Registrations
Other Businesses

1- 04/2025 / Empire Financial Management / Non-Variable Insurance / Investment Related/ 2 hrs mth / 0/5 hrs during trading / Start date: 05/19/2025 2- 04/2025 / Empire Financial Management / DBA for LPL Business (entity for LPL business) / Investment Related / 130 hrs mth / 32.5 hrs during trading / At reported business location(s) 3- 04/2025 / Empire Investors and Management Group LLC / Business Entity For Tax/Investment Purposes Only / Not Investment Related / Start date: 05/19/2025

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-01-19
  • S66 Uniform Combined State Law Examination
    2001-01-19

View on SEC IAPD

More in Rochester, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor