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One North Wacker Drive Suite 3500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2022-09-09 |
| TX | RA | APPROVED | 2022-09-09 |
Branch Locations
272 Market Square Suite 205, Lake Forest, IL 60045 • United States
One North Wacker Drive Suite 3500, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jamcap Llc | Winnetka | IL | 11/2008 | Present |
| Massmutual | Winnetka | IL | 01/2020 | Present |
| Mml Investors Services | Winnetka | IL | 03/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2020-07-13 |
| S65 | Uniform Investment Adviser Law Examination | 2015-12-14 |
| S66 | Uniform Combined State Law Examination | 2000-11-04 |
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