Harold Mark Rosen

Current Employers

Pinnacle Peak Capital Management Llc

Vernon Hills, IL • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2001-04-12

IL RA
APPROVED

Since 2001-04-12

Branch Locations

Arlington Hts, IL • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial Yes
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Harold M. Rosen, Consultant	Arlington Heights	IL	06/1999	Present
Pinnacle Peak Capital Mgt. Llc	Arlington Hts.	IL	08/1998	Present
H.P. Becker & Co.	Northbrook	IL	07/2000	Present

06/1999 → Present

Harold M. Rosen, Consultant

Arlington Heights, IL
08/1998 → Present

Pinnacle Peak Capital Mgt. Llc

Arlington Hts., IL
07/2000 → Present

H.P. Becker & Co.

Northbrook, IL

Previous Registrations

2000-03-21 → 2019-01-03

H.P. Becker & Co

Northbrook, IL
2000-03-21 → 2015-12-31

H.P. Becker & Co

Northbrook, IL

Other Businesses

IN ADDITION TO ABOVE, WILL CONDUCT PART-TIME PINNACLE PEAK CAPITAL MGT LLC 4141 TERRAMERE ARLINGTON HTS. IL 60004 BUSINESS & FINANCIAL CONSULTING STARTING 7/19/99. APPROXIMATELY 80-90 HOURS A MONTH. VERY LITTLE TIME SPENT DURING TRADING HOURS. NO RELATION TO THE BUSINESS.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1999-10-05

S66 Uniform Combined State Law Examination

1999-10-05

View on SEC IAPD