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Marisol Eckels

LPl Financial LLC

Lompoc, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2002-10-07
  • CA RA
    APPROVED
    Since 2002-10-07

Branch Locations

3880 Constellation Road, Lompoc, CA 93436 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Lompoc CA 11/2001 Present
Other Businesses

(1) 9/24/2006 - COAST HILLS WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). (2) 11/14/08- COASTHILLS WEALTH MANAGEMENT/ PROVIDING TAX PREPARATION AND ELECTRONIC FILING SERVICES/ 30% OF TIME/ LOMPOC, CA (3) 09/25/2014 - COASTHILLS CREDIT UNION - FINANCIAL INSTITUTION DUTY - BANK DUTIES - TIME SPENT 20 HOURS PER MONTH - LOPOC, CA

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-09-05
  • S66 Uniform Combined State Law Examination
    2002-09-05

View on SEC IAPD

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