Best Investors
Account
Sign in
Best Investors
Account
Sign in
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-12-19 |
| IL | RA | APPROVED | 2023-12-18 |
Branch Locations
One River Centre 10 West. State Street Suite 204, Geneva, IL 60134 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Naperville | IL | 02/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Naperville | IL | 11/2016 | 11/2023 |
| Morgan Stanley | Geneva | IL | 12/2023 | Present |
Co-Trustee for: James Francis Smith Irrevocable Trust Investment related 360 East 88th St. Apt 26 A New York, NY 10128 Trust account Co-trustee for cousin's Trust start date: 3/12/03 .25 hours/month 0 hours during trading Duties: possible check signing, money movement, investment decision authority.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-02-07 |
| S63 | Uniform Securities Agent State Law Examination | 2001-02-21 |
Reach out to this advisor