Best Investors
Account
Sign in
Best Investors
Account
Sign in
2825 South Blvd Suite 500, Charlotte, NC 28209 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-02-13 |
Branch Locations
1655 Grant Street 10Th Floor, Concord, CA 94520 • United States
2825 South Blvd Suite 500, Charlotte, NC 28209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Napa Valley Umpire Association | Napa | CA | 06/2011 | Present |
| Assetmark Brokerage, Llc | Concord | CA | 08/2014 | 01/2024 |
| Assetmark Financial Holdings, Inc | Concord | CA | 08/2014 | 01/2024 |
| Adhesion Wealth Advisor Solutions | Concord | CA | 01/2024 | Present |
NAPA VALLEY UMPIRE ASSOCIATION; BASEBALL UMPIRE, OFFICIATE BASEBALL GAMES - NOT INVESTMENT RELATED, 517 WEST J STREET BENICIA, CA 94510 - STARTED: 03/2006; 10 HOURS PER MONTH; NO HOURS DURING SECURITIES TRADING HOURS CRU SPORTS - LAW SERVICES - CFO - NOT INVESTMENT RELATED - ANALYZE THE FINANCIAL POSITION OF THE AGENCY, RECORD KEEPING, AND BUDGETING - START DATE 6/1/2022- 12 HRS/MO; NONE DURING TRADING HOURS HALL RUTHERFORD - NOT INVESTMENT RELATED - RUTHERFORD, CA 94573 - NATURE: WINERY - POSITION: BACKSTAFF - START DATE 7/2023 - APPROXIMATE 24HRS/ MONTH TO OTHER BUSINESS - 0 HOURS DURING SECURITY TRADING HOURS - DUTIES INCLUDE SETTING TOUR TASTING ROOM, PREPARING FOOD ACCOMPANIMENT, WASHING AND POLISHING GLASSWARE, STOCKING WINE
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-06-05 |
| S63 | Uniform Securities Agent State Law Examination | 2000-11-11 |
Reach out to this advisor