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Current Employers
Vergence Institutional Partners Llc

Little Compton, RI • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2025-06-13
RI RA APPROVED 2022-12-04
MI RA APPROVED 2020-03-17
TN RA APPROVED 2019-08-07
MA RA APPROVED 2019-08-06
  • KY RA
    APPROVED
    Since 2025-06-13
  • RI RA
    APPROVED
    Since 2022-12-04
  • MI RA
    APPROVED
    Since 2020-03-17
  • TN RA
    APPROVED
    Since 2019-08-07
  • MA RA
    APPROVED
    Since 2019-08-06

Branch Locations

Little Compton, RI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Quincy MA 09/2014 06/2017
Voya Financial Partners Quincy MA 09/2014 06/2017
Vergence Institutional Partners Llc Little Compton RI 02/2019 Present
Not Actively Employed Murfreesboro TN 05/2017 02/2019
  • 09/2014 → 06/2017
    Voya Financial
    Quincy, MA
  • 09/2014 → 06/2017
    Voya Financial Partners
    Quincy, MA
  • 02/2019 → Present
    Little Compton, RI
  • 05/2017 → 02/2019
    Not Actively Employed
    Murfreesboro, TN
Other Businesses

1.JL AUDIO LLC DBA PRODIGY. NON-INVESTMENT RELATED. 877 SEVEN OAKS BLVD., #540, SMYRNA, TN 37167. NATURE OF BUSINESS: AUDIO/VIDEO INTEGRATION. RELATIONSHIP: MINORITY, NON-MANAGING LLC MEMBER. START DATE: 1/1/2018. HOURS WORKED/MONTH: 5. HOURS DURING TRADING: 0. DUTIES: N/A. 2.JAY YOUNG FARM. NON-INVESTMENT RELATED. 7064 STATE ROUTE 94E, MURRAY, KY 42071. NATURE OF BUSINESS: FARMLAND LESSOR. RELATIONSHIP: SOLE PROPRIETOR. START DATE: 1/1/2007. HOURS WORKED/MONTH: 5. HOURS DURING TRADING: 0. DUTIES: PROPERTY MAINTENANCE. 3. MGC INVESTOR GROUP, LLC. NON-INVESTMENT RELATED. 2200 COLLEGE FARM RD., MURRAY, KY 42071. NATURE OF BUSINESS: OWNERSHIP OF THE MURRAY COUNTRY CLUB, MURRAY, KY. RELATIONSHIP: MINORITY, NON-MANAGING LLC MEMBER. START DATE: 11/13/2018. HOURS WORKED/MONTH: 0. HOURS DURING TRADING: 0. DUTIES: N/A. 4.ASSOCIATE REAL PROPERTY APPRAISER LICENSEE. NON-INVESTMENT RELATED. 7064 STATE ROUTE 94E, MURRAY, KY 42071. NATURE OF BUSINESS: INDEPENDENT CONTRACTOR FOR REAL ESTATE APPRAISING. RELATIONSHIP: SOLE PROPRIETOR. START DATE: 06/01/2017. HOURS WORKED/MONTH: 6 HOURS. HOURS DURING TRADING: 0. DUTIES: REAL PROPERTY APPRAISAL.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2008-07-09
  • S63 Uniform Securities Agent State Law Examination
    2008-07-09
Designations

View on SEC IAPD

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