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Little Compton, RI • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2025-06-13 |
| RI | RA | APPROVED | 2022-12-04 |
| MI | RA | APPROVED | 2020-03-17 |
| TN | RA | APPROVED | 2019-08-07 |
| MA | RA | APPROVED | 2019-08-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Financial | Quincy | MA | 09/2014 | 06/2017 |
| Voya Financial Partners | Quincy | MA | 09/2014 | 06/2017 |
| Vergence Institutional Partners Llc | Little Compton | RI | 02/2019 | Present |
| Not Actively Employed | Murfreesboro | TN | 05/2017 | 02/2019 |
1.JL AUDIO LLC DBA PRODIGY. NON-INVESTMENT RELATED. 877 SEVEN OAKS BLVD., #540, SMYRNA, TN 37167. NATURE OF BUSINESS: AUDIO/VIDEO INTEGRATION. RELATIONSHIP: MINORITY, NON-MANAGING LLC MEMBER. START DATE: 1/1/2018. HOURS WORKED/MONTH: 5. HOURS DURING TRADING: 0. DUTIES: N/A. 2.JAY YOUNG FARM. NON-INVESTMENT RELATED. 7064 STATE ROUTE 94E, MURRAY, KY 42071. NATURE OF BUSINESS: FARMLAND LESSOR. RELATIONSHIP: SOLE PROPRIETOR. START DATE: 1/1/2007. HOURS WORKED/MONTH: 5. HOURS DURING TRADING: 0. DUTIES: PROPERTY MAINTENANCE. 3. MGC INVESTOR GROUP, LLC. NON-INVESTMENT RELATED. 2200 COLLEGE FARM RD., MURRAY, KY 42071. NATURE OF BUSINESS: OWNERSHIP OF THE MURRAY COUNTRY CLUB, MURRAY, KY. RELATIONSHIP: MINORITY, NON-MANAGING LLC MEMBER. START DATE: 11/13/2018. HOURS WORKED/MONTH: 0. HOURS DURING TRADING: 0. DUTIES: N/A. 4.ASSOCIATE REAL PROPERTY APPRAISER LICENSEE. NON-INVESTMENT RELATED. 7064 STATE ROUTE 94E, MURRAY, KY 42071. NATURE OF BUSINESS: INDEPENDENT CONTRACTOR FOR REAL ESTATE APPRAISING. RELATIONSHIP: SOLE PROPRIETOR. START DATE: 06/01/2017. HOURS WORKED/MONTH: 6 HOURS. HOURS DURING TRADING: 0. DUTIES: REAL PROPERTY APPRAISAL.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2008-07-09 |
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