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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2010-09-30 |
| TX | RA | APPROVED_RES | 2001-04-16 |
Branch Locations
750 Trade Centre Way, Portage, MI 49002 • United States
333 W Grandview Pkwy, Traverse City, MI 49684 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith, Inc. | Kalamazoo | MI | 07/2000 | Present |
| Bank Of America,Na | Portage | MI | 12/2009 | Present |
I*781230 For profit: Name of outside business organization: E. M. NFT Investment related: No Address of business KALAMAZOO, Michigan49009: Position, title, association: Start date of relationship: Number of hours devoted: Number of hours devoted during trading hours: Duties: , None - my 13 year old son is creating digital art and wants to sell it as an NFT. I*1775291 Name of OBA: Rental Property 1 Address: Maple City, Michigan, 49664 Investment Related: No Position, Title, Association: Sole owner Employee Start Date: 04/03/2024 No Hours: 10 No Hours during trading: 0 Duties: Owner of rental property I*: 2467282 Entity Type: Charitable Name of OBA: Glen Lake School Foundation Address: Maple City, MI 49664 Investment Related: No Position, Title, Association: Board member Employee Start Date: 07/01/2025 Number of Hours: 1 hr mthly Number of Hours during trading: 0 Duties: Help determine recipients for scholarships from the school foundation funds.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-08-28 |
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