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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ID | RA | APPROVED | 2026-04-29 |
| TX | RA | APPROVED | 2001-02-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lufkin | TX | 10/2000 | Present |
| Bank Of America, N.A. | Lufkin | TX | 07/2011 | Present |
I*584327 For profit or not for profit: Entity For Profit Name of outside business organization: 3Z Timberlands Investment related: N Address of business: Livingston, Texas, 77351 Nature of business: ["Limited Liability Company"] Position, title, association: ["Owner"], Start date of relationship: 11/30/2021 Number of hours devoted: 12 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , Bought a 330 acre pine tree farm to grow pine trees for the next 40 years as a bond alternative and for recreational use hunting/fishing I*102968 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: PINEVALE FARRMS DBA INVESTMENT RELATED: N ADDRESS OF BUSINESS: LUFKIN, TEXAS 75904 NATURE OF BUSINESS: FAMILY BUSINESS, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 5/1/2017 NUMBER OF HOURS DEVOTED: 60 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: PLANTING 34 ACRES OF WATERMELONS ON MY FAMILY FARM FOR THE PURPOSE OF SELLING ORGANIC MELONS. I*518377 For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: Y Address of business: Lufkin, Texas, 75904 Nature of business: Position, title, association: Sole owner, Start date of relationship: 1/14/2022 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: ,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-02-02 |
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