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James Jude Holtzman

Legend Financial Advisors Inc

Pittsburgh, PA

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Current Employers
Legend Financial Advisors Inc

5700 Corporate Drive Suite 350, Pittsburgh, PA 15237 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-12-16
PA RA APPROVED 2004-04-06
  • TX RA
    APPROVED
    Since 2021-12-16
  • PA RA
    APPROVED
    Since 2004-04-06

Branch Locations

5700 Corporate Drive Suite 350, Pittsburgh, PA 15237 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Legend Financial Advisors Inc. Pittsburgh PA 05/2001 Present
Emergingwealth Investment Management, Inc. Pittsburgh PA 09/2009 Present
Previous Registrations
  • 2009-10-28 → 2024-03-11
    Emergingwealth Investment Management, Inc.
    Pittsburgh, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-01-24
  • S66 Uniform Combined State Law Examination
    2001-01-24
Designations

View on SEC IAPD

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LPL FINANCIAL LLC · BELLEVUE, PA
DS WEALTH ADVISORS, INC. · PITTSBURGH, PA
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WESBANCO SECURITIES, INC. · PITTSBURGH, PA

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