Thomas David Pink

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2016-10-19
TX	RA	APPROVED	2016-10-19

MN RA
APPROVED

Since 2016-10-19
TX RA
APPROVED

Since 2016-10-19

Branch Locations

641 Lake St. E. Suite 230, Wayzata, MN 55391 • United States

Stillwater, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Minneapolis	MN	05/2009	10/2016
Rbc Capital Markets, Llc	Stillwater	MN	10/2016	11/2022
City National Bank	Stillwater	MN	02/2022	Present
Rbc Capital Markets, Llc	Minnetonka	MN	11/2022	Present

05/2009 → 10/2016

Wells Fargo Advisors Llc

Minneapolis, MN
10/2016 → 11/2022

Rbc Capital Markets, Llc

Stillwater, MN
02/2022 → Present

City National Bank

Stillwater, MN
11/2022 → Present

Rbc Capital Markets, Llc

Minnetonka, MN

Previous Registrations

2001-08-03 → 2016-10-20

Wells Fargo Clearing Services, Llc

Minneapolis, MN

Minneapolis, MN

Other Businesses

NAME OF ENTITY: Discover Crossing HOA ADDRESS: Lynskey & Clark P.O. Box 36 Stillwater, MN 55082 NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: Home Owners Association CAPACITY: Treasurer START DATE: 06/01/2021 DUTIES: Create annual budget and send quarterly notices to Home Owners of dues owed HOURS DEVOTED PER MONTH: 15 min HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: None

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-12-22
S63	Uniform Securities Agent State Law Examination	2000-12-08

S65 Uniform Investment Adviser Law Examination

2000-12-22
S63 Uniform Securities Agent State Law Examination

2000-12-08

Designations

View on SEC IAPD