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Justin Thomas Adams

LPl Financial LLC

Bakersfield, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-10
TX RA APPROVED_RES 2019-05-13
  • CA RA
    APPROVED
    Since 2025-01-10
  • TX RA
    APPROVED_RES
    Since 2019-05-13

Branch Locations

Bakersfield, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Francisco CA 10/2009 04/2019
Bank Of America, N.A. San Francisco CA 06/2010 04/2019
Lpl Financial, Llc San Francisco CA 05/2019 Present
Previous Registrations
  • 2009-10-23 → 2019-05-13
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
  • 2003-08-15 → 2009-10-23
    Banc Of America Investment Services, Inc.
    San Francisco, CA
    San Francisco, CA
  • 2002-02-11 → 2003-08-20
    Banc Of America Securities Llc
    San Francisco, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-05-15
  • S66 Uniform Combined State Law Examination
    2001-05-15

View on SEC IAPD

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