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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2026-01-31 |
Branch Locations
One International Place, Boston, MA 02110-2600 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Radnor | PA | 11/2015 | 02/2019 |
| Charles Schwab Bank | Radnor | PA | 11/2015 | 02/2019 |
| Russell Investments | Seattle | WA | 03/2019 | 11/2023 |
| Unemployed | Newtown Square | PA | 11/2023 | 02/2024 |
| Stp Investment Services | West Chester | PA | 02/2024 | 08/2024 |
| Mid Atlantic Clearing & Settlement Corporation | Pittsburgh | PA | 08/2024 | 01/2026 |
| Charles Schwab & Co., Inc. | Lone Tree | CO | 01/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-06-08 |
| S63 | Uniform Securities Agent State Law Examination | 2001-01-11 |
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