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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2025-09-05 |
| TX | RA | APPROVED_RES | 2025-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| M Dean Owen, Cpa Psc | Paducah | KY | 08/1999 | Present |
| Unified Financial Securities | Indianapolis | IN | 09/2000 | Present |
| Avantax Investment Services, Inc. | Paducah | KY | 03/2003 | 09/2025 |
| Avantax Advisory Services | Paducah | KY | 04/2007 | 09/2025 |
| Avantax Insurance Agency, Llc | Paducah | KY | 06/2014 | 09/2025 |
| M. Dean Owen, Cpa, Psc | Paducah | KY | 07/2004 | 09/2019 |
| Super Tax Inc | Paducah | KY | 01/2003 | Present |
| Cetera Wealth Services, Llc | Paducah | KY | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) Super Tax Inc~'NIR'~5978 Old US Hwy 45 S~Paducah~KY~42003~Real Estate/Mortgage (I.E. Sales Agent/Broker, Mortgage Originator)~Owner~1/1/2003~0hrs~0hrs~duplicate record 2) Bend Of THe Rivers Condo Association~'NIR'~328 Champion Hils Dr~Kuttawah~KY~42055~Board Position/Officer~Other~6/30/2019~4hrs~0hrs~Meet monthly for board meting, insure policies and procedures are followed, create and approve budget 3) M Dean Owen CPA, PSC~'NIR'~5978 Old US Hwy 45 S~Paducah~KY~4200~Accounting Services/Tax Preparation~Agent~1/1/2004~140hrs~120hrs~president of the company, make managerial decisions, meet with prospects and clients. 4) MICKEY DEAN OWEN JR; POSITION: Self NATURE: Appointment with Ameritas insurance company INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/13/2021; 5978 Old U.S. Hwy. 45 S., Paducah KY 42003: Selling one Disability policy with help from Aimcor 5) HHO FRANCHISE, LLC; POSITION: Secretary/Treasurer NATURE: Using hydrogen generators we sell franchises to franchisors who offer a service to clean carbon from internal combustion engines with oxyhydrogen gases. We also build hydrogen torches, and are innovating with using hydrogen in commercial and residential spaces. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2022; 721 Ferry Street, Metropolis IL 62960: Accounting, taxes, dealing with auditors, CFO type work, franchise licensing, interviewing potential franchise buyers, etc. Kind of a CFO position. 6) M DEAN OWEN JR; POSITION: Self NATURE: Landlord for commercial and residential property INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2004; 5978 Old U.S. Hwy. 45 S., Paducah KY 42003: Manage tenants and getting repairs done. 7) HHO CARBON CLEAN SYSTEMS, LLC; POSITION: Partner NATURE: This is a business that creates hydrogen on demand, and using a mobile service, uses the hydrogen to clean carbon from internal combustion engines. We are a franchisor with 7 franchisee's across the country. INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2022; 5978 Old U.S. Hwy. 45 S., Paducah KY 42003: Do stuff CFO would do. Manage checkbook, cashflow, accounting, taxes, etc 8) HHO IP, LLC; POSITION: Partner NATURE: None, it's just an LLC to hold Intellectual Property INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2022; 5978 Old U.S. Hwy. 45 S., Paducah KY 42003; None
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-04-11 |
| S63 | Uniform Securities Agent State Law Examination | 2001-05-10 |
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