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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2025-09-05
TX RA APPROVED_RES 2025-09-05
  • KY RA
    APPROVED
    Since 2025-09-05
  • TX RA
    APPROVED_RES
    Since 2025-09-05

Branch Locations

3050 John Puryear Dr, Paducah, KY 42003 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
M Dean Owen, Cpa Psc Paducah KY 08/1999 Present
Unified Financial Securities Indianapolis IN 09/2000 Present
Avantax Investment Services, Inc. Paducah KY 03/2003 09/2025
Avantax Advisory Services Paducah KY 04/2007 09/2025
Avantax Insurance Agency, Llc Paducah KY 06/2014 09/2025
M. Dean Owen, Cpa, Psc Paducah KY 07/2004 09/2019
Super Tax Inc Paducah KY 01/2003 Present
Cetera Wealth Services, Llc Paducah KY 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 08/1999 → Present
    M Dean Owen, Cpa Psc
    Paducah, KY
  • 09/2000 → Present
    Unified Financial Securities
    Indianapolis, IN
  • 03/2003 → 09/2025
    Avantax Investment Services, Inc.
    Paducah, KY
  • 04/2007 → 09/2025
    Avantax Advisory Services
    Paducah, KY
  • 06/2014 → 09/2025
    Avantax Insurance Agency, Llc
    Paducah, KY
  • 07/2004 → 09/2019
    M. Dean Owen, Cpa, Psc
    Paducah, KY
  • 01/2003 → Present
    Super Tax Inc
    Paducah, KY
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Paducah, KY
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2007-04-23 → 2025-09-05
    Avantax Advisory Services
    Paducah, KY
Other Businesses

1) Super Tax Inc~'NIR'~5978 Old US Hwy 45 S~Paducah~KY~42003~Real Estate/Mortgage (I.E. Sales Agent/Broker, Mortgage Originator)~Owner~1/1/2003~0hrs~0hrs~duplicate record 2) Bend Of THe Rivers Condo Association~'NIR'~328 Champion Hils Dr~Kuttawah~KY~42055~Board Position/Officer~Other~6/30/2019~4hrs~0hrs~Meet monthly for board meting, insure policies and procedures are followed, create and approve budget 3) M Dean Owen CPA, PSC~'NIR'~5978 Old US Hwy 45 S~Paducah~KY~4200~Accounting Services/Tax Preparation~Agent~1/1/2004~140hrs~120hrs~president of the company, make managerial decisions, meet with prospects and clients. 4) MICKEY DEAN OWEN JR; POSITION: Self NATURE: Appointment with Ameritas insurance company INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/13/2021; 5978 Old U.S. Hwy. 45 S., Paducah KY 42003: Selling one Disability policy with help from Aimcor 5) HHO FRANCHISE, LLC; POSITION: Secretary/Treasurer NATURE: Using hydrogen generators we sell franchises to franchisors who offer a service to clean carbon from internal combustion engines with oxyhydrogen gases. We also build hydrogen torches, and are innovating with using hydrogen in commercial and residential spaces. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2022; 721 Ferry Street, Metropolis IL 62960: Accounting, taxes, dealing with auditors, CFO type work, franchise licensing, interviewing potential franchise buyers, etc. Kind of a CFO position. 6) M DEAN OWEN JR; POSITION: Self NATURE: Landlord for commercial and residential property INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2004; 5978 Old U.S. Hwy. 45 S., Paducah KY 42003: Manage tenants and getting repairs done. 7) HHO CARBON CLEAN SYSTEMS, LLC; POSITION: Partner NATURE: This is a business that creates hydrogen on demand, and using a mobile service, uses the hydrogen to clean carbon from internal combustion engines. We are a franchisor with 7 franchisee's across the country. INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2022; 5978 Old U.S. Hwy. 45 S., Paducah KY 42003: Do stuff CFO would do. Manage checkbook, cashflow, accounting, taxes, etc 8) HHO IP, LLC; POSITION: Partner NATURE: None, it's just an LLC to hold Intellectual Property INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2022; 5978 Old U.S. Hwy. 45 S., Paducah KY 42003; None

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-04-11
S63 Uniform Securities Agent State Law Examination 2001-05-10
  • S65 Uniform Investment Adviser Law Examination
    2007-04-11
  • S63 Uniform Securities Agent State Law Examination
    2001-05-10
Designations
Other Names
  • Dean Owen

View on SEC IAPD

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