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Current Employers
Principal Advised Services

655 9Th Street, Des Moines, IA 50309 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2024-04-05
WA RA APPROVED 2022-10-31
  • IA RA
    APPROVED
    Since 2024-04-05
  • WA RA
    APPROVED
    Since 2022-10-31

Branch Locations

Vancouver, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Company Vancouver WA 12/2010 Present
Principal Securities Inc Vancouver WA 01/2011 Present
Principal Advised Services Vancouver WA 10/2022 Present
  • 12/2010 → Present
    Principal Life Insurance Company
    Vancouver, WA
  • 01/2011 → Present
    Principal Securities Inc
    Vancouver, WA
  • 10/2022 → Present
    Vancouver, WA
Previous Registrations
  • 2010-07-06 → 2010-11-29
    Wells Fargo Investments, Llc
    Vancouver, WA
  • 2006-06-30 → 2010-07-07
    Vancouver, WA
    Portland, OR
    Camas, WA
    Vancouver, WA
    Vancouver, WA
    Vancouver, WA
    Vancouver, WA
    Battle Ground, WA
    Salem, OR
    Keizer, OR
    Mount Angel, OR
    Salem, OR
    Salem, OR
    Woodburn, OR
    Vancouver, WA
    Vancouver, WA
Other Businesses

RENTAL PROPERTY, OWNER, 5/4/15.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-06-29
S63 Uniform Securities Agent State Law Examination 2001-10-12
  • S66 Uniform Combined State Law Examination
    2006-06-29
  • S63 Uniform Securities Agent State Law Examination
    2001-10-12
Other Names
  • Windy Sukming Seto
  • Windy Suk-Ming Seto-Magana
  • Windy Sukming Seto-Magana

View on SEC IAPD

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