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Kelly Zapp Ginsberg

D.A. Davidson & Co.

Carlsbad, CA

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Current Employers
D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-03-03
TX RA APPROVED 2026-03-03
  • CA RA
    APPROVED
    Since 2026-03-03
  • TX RA
    APPROVED
    Since 2026-03-03

Branch Locations

Opus Plaza 1 1925 Palomar Oaks Way, Suite 300, Carlsbad, CA 92008 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Quest Capital Strategies, Inc Lake Forest CA 09/2006 12/2019
La Costa Resort And Real Estate Carlsbad CA 07/2013 08/2017
Ps Platinum, Inc. Carlsbad CA 08/2017 03/2018
Windmere Homes & Estates Carlsbad CA 03/2018 07/2018
San Diego Residential Solutions Srs Inc. San Diego CA 07/2018 Present
Sa Stone Wealth Management Inc. Birmingham AL 12/2019 10/2020
D.A. Davidson & Co. Carlsbad CA 06/2025 Present
  • 09/2006 → 12/2019
    Quest Capital Strategies, Inc
    Lake Forest, CA
  • 07/2013 → 08/2017
    La Costa Resort And Real Estate
    Carlsbad, CA
  • 08/2017 → 03/2018
    Ps Platinum, Inc.
    Carlsbad, CA
  • 03/2018 → 07/2018
    Windmere Homes & Estates
    Carlsbad, CA
  • 07/2018 → Present
    San Diego Residential Solutions Srs Inc.
    San Diego, CA
  • 12/2019 → 10/2020
    Sa Stone Wealth Management Inc.
    Birmingham, AL
  • 06/2025 → Present
    Carlsbad, CA
Other Businesses

1) San Diego Residential Solutions SRS Inc. - INVESTMENT RELATED. 2565 State Street Carlsbad, CA 92008. NATURE OF BUSINESS: RESIDENTIAL REAL ESTATE SALES. 0% OWNER, POSITION: BROKER-ASSOCIATE. STARTED 07/2018. 5HRS/MO AND 5HRS/MO DURING TRADING HRS. DUTIES: REAL ESTATE SALES. 2) La Jolla Figure Skating Club - Non Profit Non-Investment Related. La Jolla, CA. Figure Skating Club Position Held: Member of Board of Directors. 0% Owner. 5 Hours/mo. and 0 Hours/Month during trading hours. Duties: attend monthly Board of Director meetings and club related events and activities. 3) CA Real Estate Broker's License - Active - Individual issued 4/12 - Investment Related 7570 Circulo Sequoia Carlsbad, CA 92009. 0 Hours/Month during trading hours. 0 Hours/Month. Duties: Real Estate sales and referrals. 4) GINSBERG FAMILY TRUST; INVESTMENT RELATED; CARLSBAD, CA; PROPERTY OWNER; START 9/29/25; 0 HR/MO; NO TIME DEVOTED DURING SECURITIES TRADING HOURS; RENTAL PROPERTY OWNER.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-03-02
S63 Uniform Securities Agent State Law Examination 2025-09-12
  • S65 Uniform Investment Adviser Law Examination
    2026-03-02
  • S63 Uniform Securities Agent State Law Examination
    2025-09-12
Other Names
  • Kelly Jean Zapp
  • Kelly Zapp Ginsberg
  • Kelly Ginsberg

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