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8 Third Street North, Great Falls, MT 59401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-03-03 |
| TX | RA | APPROVED | 2026-03-03 |
Branch Locations
Opus Plaza 1 1925 Palomar Oaks Way, Suite 300, Carlsbad, CA 92008 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Quest Capital Strategies, Inc | Lake Forest | CA | 09/2006 | 12/2019 |
| La Costa Resort And Real Estate | Carlsbad | CA | 07/2013 | 08/2017 |
| Ps Platinum, Inc. | Carlsbad | CA | 08/2017 | 03/2018 |
| Windmere Homes & Estates | Carlsbad | CA | 03/2018 | 07/2018 |
| San Diego Residential Solutions Srs Inc. | San Diego | CA | 07/2018 | Present |
| Sa Stone Wealth Management Inc. | Birmingham | AL | 12/2019 | 10/2020 |
| D.A. Davidson & Co. | Carlsbad | CA | 06/2025 | Present |
1) San Diego Residential Solutions SRS Inc. - INVESTMENT RELATED. 2565 State Street Carlsbad, CA 92008. NATURE OF BUSINESS: RESIDENTIAL REAL ESTATE SALES. 0% OWNER, POSITION: BROKER-ASSOCIATE. STARTED 07/2018. 5HRS/MO AND 5HRS/MO DURING TRADING HRS. DUTIES: REAL ESTATE SALES. 2) La Jolla Figure Skating Club - Non Profit Non-Investment Related. La Jolla, CA. Figure Skating Club Position Held: Member of Board of Directors. 0% Owner. 5 Hours/mo. and 0 Hours/Month during trading hours. Duties: attend monthly Board of Director meetings and club related events and activities. 3) CA Real Estate Broker's License - Active - Individual issued 4/12 - Investment Related 7570 Circulo Sequoia Carlsbad, CA 92009. 0 Hours/Month during trading hours. 0 Hours/Month. Duties: Real Estate sales and referrals. 4) GINSBERG FAMILY TRUST; INVESTMENT RELATED; CARLSBAD, CA; PROPERTY OWNER; START 9/29/25; 0 HR/MO; NO TIME DEVOTED DURING SECURITIES TRADING HOURS; RENTAL PROPERTY OWNER.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-03-02 |
| S63 | Uniform Securities Agent State Law Examination | 2025-09-12 |
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