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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-11-07
  • FL RA
    APPROVED
    Since 2019-11-07

Branch Locations

11780 U.S. Highway 1 Suite N101, North Palm Beach, FL 33408 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Palm Beach Gardens FL 02/2015 11/2019
Raymond James Financial Services Advisors Inc. North Palm Beach FL 03/2015 11/2019
Lipari Ribek Group Palm Beach FL 02/2015 11/2019
Oppenheimer & Co, Inc. Palm Beach Gardens FL 11/2019 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-03-17
S66 Uniform Combined State Law Examination 2003-06-11
  • S65 Uniform Investment Adviser Law Examination
    2006-03-17
  • S66 Uniform Combined State Law Examination
    2003-06-11
Other Names
  • Richard Peter Ribek

View on SEC IAPD

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