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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2019-11-07 |
Branch Locations
11780 U.S. Highway 1 Suite N101, North Palm Beach, FL 33408 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Palm Beach Gardens | FL | 02/2015 | 11/2019 |
| Raymond James Financial Services Advisors Inc. | North Palm Beach | FL | 03/2015 | 11/2019 |
| Lipari Ribek Group | Palm Beach | FL | 02/2015 | 11/2019 |
| Oppenheimer & Co, Inc. | Palm Beach Gardens | FL | 11/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-03-17 |
| S66 | Uniform Combined State Law Examination | 2003-06-11 |
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