Anthony Alfieri

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2016-11-14
PA	RA	APPROVED	2016-09-26

TX RA
APPROVED_RES

Since 2016-11-14
PA RA
APPROVED

Since 2016-09-26

Branch Locations

Landenberg, PA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Landenberg	PA	06/2016	Present

06/2016 → Present

Lpl Financial, Llc

Landenberg, PA

Other Businesses

1)6/29/16-Alfieri & Associates-DBA for LPL Business (entity for LPL business)-Inv. Related- at reported business location(s)- start date 1/1/2014- 90% 2)6/21/16- Anthony Fieri, LLC- Tax Prep/Accounting/CPA- owner- Non-Inv. Related - at reported business location(s)- start date 1/1/1998- 15% 3)6/21/16-Alfieri and Associates-Non-Variable Insurance-Whole Life Insurance and Term Insurance-Inv. Related- at reported business location(s)- start date 1/1/2014- 5%

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-09-22
S63	Uniform Securities Agent State Law Examination	2000-12-26

S65 Uniform Investment Adviser Law Examination

2016-09-22
S63 Uniform Securities Agent State Law Examination

2000-12-26

Other Names

Anthony None Alfieri

View on SEC IAPD