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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2026-05-18 |
| WA | RA | APPROVED | 2023-09-25 |
Branch Locations
852 S Market Blvd, Chehalis, WA 98532 • United States
700 Ne Multnomah St Ste 820, Portland, OR 97232 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Olympia | WA | 04/2008 | Present |
| Financial Advocates Advisory Services | Olympia | WA | 07/2011 | Present |
| Financial Advocates Investment Management | Olympia | WA | 04/2011 | Present |
1- 3/30/2010 -BIG GUY ENTERPRISES DBA BIG GUY UPHOLSTERY - Upholstery Business - 5% OF TIME. 2- 4/28/2011 -FINANCIAL ADVOCATES INVESTMENT MANAGEMENT -INV REL - REGISTERED INVESTMENT ADVISOR -At Reported Business Location(s) -TIME SPENT 2% 3- 7/12/2011 - FINANCIAL ADVOCATES ADVISORY SERVICES - Investment Related - At Reported Business Location(s) - REGISTERED INVESTMENT ADVISOR - TIME SPENT 2% - I provide financial planning and consulting services through Financial Advocates Advisory Svcs, an independent investment advisor firm. I started this business activity in 3/2011. I expect to spend approximately 3 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial. 4- 3/18/2013 -REAL ESTATE RENTAL -INV REL-CHEHALIS, WA - TIME SPENT 1% 5- 10/25/2013: FA FUNDING LLC - NOT INV REL-Act in a Fiduciary Capacity -TIME SPENT 1% - OLYMPIA, WA. 6.06/26/2015 - FINANCIAL ADVOCATES AGENCY LLC - INV REL - Business Entity For Tax/Investment Purposes Only -OLYMPIA, WA - START 07/01/2015 - 0 HRS PER MONTH/ DURING TRADING 7.12/27/2018 - Financial Advocates Agency, LLC - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 07/01/2015 - 80 Hours Per Month/During Trading 8. 3/16/2021 - Financial Advocates - Inv Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 03/16/2021 - 160 Hours Per Month During Securities Trading. 9. 3/16/2021 - Financial Advocates - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 03/16/2021 - 160 Hours Per Month During Securities Trading. 10. 07/21/2022 - LLE Holdings - Not Inv Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date - 12/31/2021 - 1 Hours Per Month/1 Hours During Securities Trading. 11. 08/06/2025 - Financial Advocates by LPL Financial - DBA for LPL Business (entity for LPL business) - INV Related - At Reported Business Location(s) - Start date 08/15/2025 12. 04/29/2026- Bridgetown Wealth Management - DBA for LPL Business (entity for LPL business) - INV Related - At Reported Business Location(s) - Start date 04/20/2026- 160 hrs per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-12-09 |
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