Brent Joel Hartman

Current Employers

Captrust

4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States

Current Registrations

Authority	Category	Status	Date
UT	RA	APPROVED	2021-05-12

UT RA
APPROVED

Since 2021-05-12

Branch Locations

13961 S. Minuteman Drive Suite 300, Salt Lake City, UT 84020 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Capfinancial Partners Llc (Captrust)	Raleigh	NC	11/2012	Present
Capfinancial Securities Llc	Raleigh	NC	11/2012	Present

11/2012 → Present

Capfinancial Partners Llc (Captrust)

Raleigh, NC
11/2012 → Present

Capfinancial Securities Llc

Raleigh, NC

Previous Registrations

2012-08-22 → 2012-12-07

Newport Group Securities, Inc.

Lake Mary, FL

Other Businesses

Name: Centennial Management Group, Investment-Related: No, Address: 3200 Decker Lake Drive Salt Lake City, UT 84119, Nature: management services to owners of sports stadiums, arenas, convention centers, theaters and amphitheaters. Position/Title: Consultant, Start: 08/13/2022, Hours/Month: 40, Hours during Market Hours: 0, Duties: Event management support - weekend concerts, evening events, etc.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2012-08-20
S63	Uniform Securities Agent State Law Examination	2003-03-14

S65 Uniform Investment Adviser Law Examination

2012-08-20
S63 Uniform Securities Agent State Law Examination

2003-03-14

Other Names

Brent J Hartman

View on SEC IAPD