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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2001-12-31 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 10/2000 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 10/2000 | Present |
1) Executor of sisters' estates as of 9/1/16. 2) St Timothy's Episcopal Church, Member of my church Finance Committee 01/08/2013, 2HRS MN, No Comp 3) Rental property 4216 Westerly Court Elm City 10/04/2014 , NC 27822 1 HR MN, 7,200 Ann comp, 4) DBA Prestige Financial Group 5) Various Outside Insurance
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-03-29 |
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