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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-04-21 |
Branch Locations
9200 E. Mineral Avenue Penthouse Suite 400, Centennial, CO 80112 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors, Inc | Centennial | CO | 01/2025 | Present |
| Wfgia | Centennial | CO | 11/2020 | Present |
| Sprint | Overland Park | KS | 03/2016 | 10/2019 |
| Dixinco Llc | Colorado Springs | CO | 10/2019 | Present |
| Dixinco Llc | Colorado Springs | CO | 04/2019 | Present |
| Inheritguard, Llc | Sheridan | WY | 06/2026 | Present |
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. DIXINCO LLC/Investment Related - No/575 Allegheny Dr. Colorado Springs CO 80919 612-396-0679/This LLC was created as a pass-through entity to invest and manage properties that my wife and I planned to purchase./Managing partner/04.2019/5/0/managing properties DIXINCO LLC POSITION: Partner NATURE: Pass through entity for Real Estate INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/27/2019 ADDRESS: 575 Allegheny Dr, Colorado Springs CO 80919, United States DESCRIPTION: No current activities. LLC was created for real estate and currently don't own any real estate properties other than primary home. INHERITGUARD, LLC POSITION: Admin NATURE: Providing bundled profesional services with emphasis on estate planning services INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 06/14/2026 ADDRESS: 30 N. Gould St, STE 41954, Sheridan WY 82801, United States DESCRIPTION: Clinet communications, follow up with client issues, provide education on estate planning issues, schedule appointments.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-04-07 |
| S63 | Uniform Securities Agent State Law Examination | 2025-03-13 |
| S66 | Uniform Combined State Law Examination | 2001-10-01 |
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