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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-04-21
  • CO RA
    APPROVED
    Since 2025-04-21

Branch Locations

9200 E. Mineral Avenue Penthouse Suite 400, Centennial, CO 80112 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Financial Advisors, Inc Centennial CO 01/2025 Present
Wfgia Centennial CO 11/2020 Present
Sprint Overland Park KS 03/2016 10/2019
Dixinco Llc Colorado Springs CO 10/2019 Present
Dixinco Llc Colorado Springs CO 04/2019 Present
Inheritguard, Llc Sheridan WY 06/2026 Present
  • 01/2025 → Present
    Transamerica Financial Advisors, Inc
    Centennial, CO
  • 11/2020 → Present
    Wfgia
    Centennial, CO
  • 03/2016 → 10/2019
    Sprint
    Overland Park, KS
  • 10/2019 → Present
    Dixinco Llc
    Colorado Springs, CO
  • 04/2019 → Present
    Dixinco Llc
    Colorado Springs, CO
  • 06/2026 → Present
    Inheritguard, Llc
    Sheridan, WY
Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. DIXINCO LLC/Investment Related - No/575 Allegheny Dr. Colorado Springs CO 80919 612-396-0679/This LLC was created as a pass-through entity to invest and manage properties that my wife and I planned to purchase./Managing partner/04.2019/5/0/managing properties DIXINCO LLC POSITION: Partner NATURE: Pass through entity for Real Estate INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/27/2019 ADDRESS: 575 Allegheny Dr, Colorado Springs CO 80919, United States DESCRIPTION: No current activities. LLC was created for real estate and currently don't own any real estate properties other than primary home. INHERITGUARD, LLC POSITION: Admin NATURE: Providing bundled profesional services with emphasis on estate planning services INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 06/14/2026 ADDRESS: 30 N. Gould St, STE 41954, Sheridan WY 82801, United States DESCRIPTION: Clinet communications, follow up with client issues, provide education on estate planning issues, schedule appointments.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-04-07
S63 Uniform Securities Agent State Law Examination 2025-03-13
S66 Uniform Combined State Law Examination 2001-10-01
  • S65 Uniform Investment Adviser Law Examination
    2025-04-07
  • S63 Uniform Securities Agent State Law Examination
    2025-03-13
  • S66 Uniform Combined State Law Examination
    2001-10-01
Other Names
  • Pete Leeman Dickson
  • Peter L Dickson

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