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600 University Park Place Suite 501, Birmingham, AL 35209 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2026-05-07 |
Branch Locations
173 Dalwill Dr., Mandeville, LA 70471 • United States
600 University Park Place Suite 501, Birmingham, AL 35209 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Mandeville | LA | 01/2014 | 07/2020 |
| Truwealth Advisors, Llc | Mandeville | LA | 07/2020 | 04/2026 |
| Purshe Kaplan Sterling Investments | Albany | NY | 07/2020 | 02/2024 |
| Waverly Advisors, Llc | Birmingham | AL | 04/2026 | Present |
1) Fixed Insurance; Investment related; TruWealth Advisors office location(s); Fixed / traditional insurance; Agent; Start 7/2020; 8hrs/mo all hrs during trading hours; sell insurance products.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2002-04-18 |
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