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Antonio Ho-Shing Kwan

Ak Global Asset Management, LLC

Oakland, CA

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Current Employers
Ak Global Asset Management, Llc

1300 Clay Street Suite 600, Oakland, CA 94612 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-02-23
  • CA RA
    APPROVED
    Since 2026-02-23

Branch Locations

1300 Clay Street Suite 600, Oakland, CA 94612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ak Global Asset Management, Llc Oakland CA 10/2005 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-05-10
S63 Uniform Securities Agent State Law Examination 2001-02-14
  • S65 Uniform Investment Adviser Law Examination
    2007-05-10
  • S63 Uniform Securities Agent State Law Examination
    2001-02-14
Other Names
  • Antonio Ho Shing Kwan

View on SEC IAPD

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WILLIAM STUART MONSTED
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Other Offices

INFINITY FINANCIAL SERVICES ADVISORY · OAKLAND, CA
CETERA INVESTMENT ADVISERS LLC · OAKLAND, CA
HOODOO · OAKLAND, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OAKLAND, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Oakland, CA
FM CAPITAL GROUP · OAKLAND, CA
FULL SPECTRUM CAPITAL MANAGEMENT COMPANY, LLC · OAKLAND, CA
FINANCIAL AVENGERS, INC. · OAKLAND, CA

More in Oakland, CA

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