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Rand D Putterman

Morgan Stanley

Grand Rapids, MI

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-06
MI RA APPROVED 2026-03-03
  • TX RA
    APPROVED
    Since 2026-03-06
  • MI RA
    APPROVED
    Since 2026-03-03

Branch Locations

5122 Cascade Road 1St Floor, Grand Rapids, MI 49546 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Amerprise Financial Services, Llc Grand Rapids MI 08/2023 03/2026
Morgan Stanley Smith Barney Llc Grand Rapids MI 03/2026 Present
Davenport University Grand Rapids MI 10/2011 10/2019
Comerica Securities Detroit MI 07/2003 08/2023
  • 08/2023 → 03/2026
    Amerprise Financial Services, Llc
    Grand Rapids, MI
  • 03/2026 → Present
    Morgan Stanley Smith Barney Llc
    Grand Rapids, MI
  • 10/2011 → 10/2019
    Davenport University
    Grand Rapids, MI
  • 07/2003 → 08/2023
    Comerica Securities
    Detroit, MI
Previous Registrations
  • 2023-08-21 → 2026-03-10
    Ameriprise Financial Services, Llc
    Grand Rapids, MI
    Rockford, MI
  • 2004-02-25 → 2023-11-03
    Comerica Securities
    Grand Rapids, MI
    Grand Rapids, MI
    Grand Rapids, MI
    Grand Rapids, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-11-27
  • S66 Uniform Combined State Law Examination
    2000-11-27
Designations
Other Names
  • Randy Putterman
  • Rand Putterman

View on SEC IAPD

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Other Offices

J. W. COLE ADVISORS, INC. · Grand Rapids, MI
CREATIVEONE WEALTH, LLC · Grand Rapids, MI
AI ALPHA LLC · GRAND RAPIDS, MI
WEALTHSPAN INVESTMENT MANAGEMENT, LLC · GRAND RAPIDS, MI
STRATEGIC NAVIGATORS PRIVATE WEALTH · GRAND RAPIDS, MI
ADVISOR 123 LLC · CALEDONIA, MI
ASPIRE WEALTH · CALEDONIA, MI
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · GRAND RAPIDS, MI

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