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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-05-07 |
| CT | RA | APPROVED | 2023-04-27 |
Branch Locations
1 Mercantile Street Suite 720, Worcester, MA 01608 • United States
201 E Las Olas Blvd Suite 1630, Fort Lauderdale, FL 33301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Worcester | MA | 10/2004 | 04/2023 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Worcester | MA | 10/2009 | 04/2023 |
| Raymond James & Associates, Inc | Worcester | MA | 04/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-08-25 |
| S66 | Uniform Combined State Law Examination | 2000-12-22 |
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