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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-11-08 |
| CA | RA | APPROVED | 2007-06-04 |
Branch Locations
10877 Wilshire Blvd Ste 1700, Los Angeles, CA 90024 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Los Angeles | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Los Angeles | CA | 11/2016 | Present |
FORMER ACTING OPPORTUNITIES; NOT INV RELATED; LOS ANGELES, CA; ACTOR; START DATE 01/1990; 0 HOURS PER MONTH; 0 HOURS DURING TRADING; NOT ACTIVE,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-01-17 |
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