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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2024-03-21 |
Branch Locations
6490 S Mccarran Blvd Ste E107, Reno, NV 89509 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| D/B/A 1864 Capital Invesments | Reno | NV | 05/2011 | Present |
| Cetera Advisors Llc | Denver | CO | 08/2013 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
1. DBA: 1864 CAPITAL INVESTMENTS, LLC. INVESTMENT RELATED, ADDRESS SAME AS REGISTERED LOCATION, FINANCIAL ADVICE, SECURITIES AND FIXED INSURANCE SALES, START 05/01/2010, 40 HOURS PER WEEK - DURING TRADING HOURS, OWNER, REGISTERED REP / INVESTMENT ADVISER REP. 2.FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, ADDRESS SAME AS REGISTERED LOCATION, FIXED INSURANCE, START 08/2013, 1 HOUR PER WEEK - VARIES DURING TRADING HOURS, INSURANCE AGENT SELLS LIFE, HEALTH, ANNUITIES AND LONG TERM CARE
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-01-12 |
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