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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-05-28
TX RA APPROVED 2021-05-28
  • CA RA
    APPROVED
    Since 2021-05-28
  • TX RA
    APPROVED
    Since 2021-05-28

Branch Locations

2029 Century Park East, Floor 37, Los Angeles, CA 90067 • United States

Sherman Oaks, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Los Angeles CA 11/2015 11/2016
Wells Fargo Clearing Services, Llc Los Angeles CA 11/2016 05/2021
J.P. Morgan Securities Llc Los Angeles CA 05/2021 Present
Jpmorgan Chase Bank, N.A. Los Angeles CA 05/2021 Present
Previous Registrations
Other Businesses

Effective 5/28/2021 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-09-02
S63 Uniform Securities Agent State Law Examination 2001-01-09
  • S66 Uniform Combined State Law Examination
    2008-09-02
  • S63 Uniform Securities Agent State Law Examination
    2001-01-09
Other Names
  • Carrie A. Mcnutt
  • Carrie Mcnutt-Velasco
  • Carrie Adele Velasco

View on SEC IAPD

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