James Michael Orr

Ubs Financial Services Inc.

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Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2003-07-08
CA	RA	APPROVED	2001-03-02

TX RA
APPROVED_RES

Since 2003-07-08
CA RA
APPROVED

Since 2001-03-02

Branch Locations

64 Willow Place, Menlo Park, CA 94025 • United States

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

305 Lytton Avenue, Palo Alto, CA 94301 • United States

Menlo Park, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Beverly Hills	CA	10/2000	Present

10/2000 → Present

Ubs Financial Services Inc.

Beverly Hills, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-12-29

S66 Uniform Combined State Law Examination

2000-12-29

View on SEC IAPD

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