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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2013-08-27
TX RA APPROVED 2002-10-11
MO RA APPROVED 2001-02-28
  • KS RA
    APPROVED
    Since 2013-08-27
  • TX RA
    APPROVED
    Since 2002-10-11
  • MO RA
    APPROVED
    Since 2001-02-28

Branch Locations

Overland Park, KS • United States

8027 Forsyth Blvd Suite 1010, Clayton, MO 63105 • United States

One Hallbrook Place 11150 Overbrook Road, Leawood, KS 66211-2298 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. St. Louis MO 10/2000 Present
Other Businesses

TENNESSEE SOCIETY, ST. LOUIS, MO. SOCIAL CLUB HAVING TWO FUNCTIONS A YEAR. I WILL BE THE PRESIDENT RESPONSIBLE FOR PLANNING THE 2008 BALL. THE ORGANIZATION IS PURELY SOCIAL AND HAS NO INVESTMENT OR BUSINESS ACTIVITY. 10/31/08 1 HOUR PRESIDENT

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-12-28
  • S66 Uniform Combined State Law Examination
    2000-12-28

View on SEC IAPD

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