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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-09-26 |
| VA | RA | APPROVED | 2007-01-23 |
Branch Locations
919 East Main Street Suite 2000, Richmond, VA 23219-4622 • United States
Midlothian, VA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| City National Bank | Richmond | VA | 06/2020 | Present |
| Rbc Capital Markets Corporation | Richmond | VA | 03/2008 | Present |
(1) VIRGINIA MENTORING PARTNERSHIP; ADDRESS: 6851 COURTHOUSE ROAD CHESTERFIELD, VA 23832; BUSINESS DESCRIPTION: INDEPENDENT NONPROFIT ORGANIZATION TO PROVIDE TRAINING AND SUPPORT TO MENTORS AND MENTORING PROGRAMS; NOT INVESTMENT RELATED; START DATE: 11/11/2015; CAPACITY: BOARD OF DIRECTORS; DUTIES: INCREASING AWARENESS AND SUPPORT; HOURS DEVOTED PER WEEK: 2; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 1 (2) MIDLOTHIAN ROTARY CLUB; ADDRESS: MIDLOTHIAN, VA; BUSINESS DESCRIPTION: ROTARY CLUB; NOT INVESTMENT RELATED; START DATE: 07/01/2017; CAPACITY: OFFICER/BOARD OF DIRECTORS; DUTIES: PRESIDENT; HOURS DEVOTED PER WEEK: 2; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 2
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-22 |
| S63 | Uniform Securities Agent State Law Examination | 2000-12-07 |
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