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Robert Wayne Moser

Sage Advisory Services Ltd Co

Lone Tree, CO

Austin, TX

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Current Employers
Sage Advisory Services Ltd Co

5900 Southwest Parkway Building 1, Suite 100, Austin, TX 78735-6202 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2016-03-04
TX RA APPROVED 2016-03-04
  • CO RA
    APPROVED
    Since 2016-03-04
  • TX RA
    APPROVED
    Since 2016-03-04

Branch Locations

Lone Tree, CO • United States

5900 Southwest Parkway Building 1, Suite 100, Austin, TX 78735-6202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northern Lights Distributors, Llc Omaha NE 08/2017 Present
Sage Advisory Services, Ltd. Co. Austin TX 08/2015 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-02-19
S63 Uniform Securities Agent State Law Examination 2000-11-09
  • S66 Uniform Combined State Law Examination
    2016-02-19
  • S63 Uniform Securities Agent State Law Examination
    2000-11-09

View on SEC IAPD

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